Web
Developed the front-end for AU Compliance Actionable Tracker as per RBI regulatory guidelines, implementing dynamic workflows, multi-role management, real-time compliance tracking, and confidential instruction processing. Built complex UI components for Makers, HODs, SPOCs, FPRs, Checkers, and Observers with role-based access and dynamic Excel-based actionable uploads. Ensured audit trails, notifications, and escalations are fully integrated into the responsive design.
The project aimed to build a centralized digital compliance tracking system for AU Small Finance Bank in alignment with RBI/2023-24/117 circular, eliminating manual Excel-based compliance tracking and improving transparency, auditability, and governance.
The compliance team manually tracked regulatory obligations, leading to risks of data manipulation, regulatory penalties, and inefficient management across departments and regulators.
Started with login, user management, role assignment screens, followed by confidential instruction creation, Excel import flows, role-wise dashboards, actionable processing screens, deviation workflows, and integrated notification modules.
Built highly dynamic forms handling multiple user roles, confidential instruction flows, Excel file parsing for bulk actionables, and real-time notifications for each role. Complex workflows for deviations, approvals, and clarifications were mapped into front-end logic integrated with backend API flows.
Designed intuitive role-specific dashboards, responsive layouts for real-time actionable status, Excel-based bulk upload flows, and dynamic search/filtering mechanisms. Ensured compliance with AU's Figma design system while making the UI highly modular and scalable.
Developed reusable UI modules for each role type (Maker, Checker, HOD, SPOC, FPR, Observer). Integrated dynamic forms with backend APIs for uploading instructions, assigning roles, processing deviations, tracking closures, and full audit history visualizations. Implemented real-time bell notifications and scheduled email summaries.
Delivered a centralized, fully digital compliance management system enabling real-time tracking, reducing compliance gaps, and ensuring regulatory adherence with audit trails.
Enabled AU Small Finance Bank to meet RBI compliance mandates, reduced regulatory risks, improved transparency across departments, and provided centralized compliance visibility to senior management.
